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Investment Industry Regulatory Organization of Canada
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191	The industry and markets we oversee should operate with high standards of fairness and integrity so that the confidence of all market Accordingly, a strong culture of compliance benefits investors and contributes signifi Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:04:56 Financial regulation Investment Law Self-regulatory organizations Canadian law Canadian securities regulation Investment Industry Regulatory Organization of Canada International Organization of Securities Commissions Universal Market Integrity Rules Finance Financial economics Business
192	Rules Notice Request for Comments - Republication Dealer Member Rules Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-11-18 10:31:05 Business Investment Industry Regulatory Organization of Canada Securities Short Financial regulation Finance Financial economics
193	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-29 15:16:04 Investment Industry Regulatory Organization of Canada Business Securities Self-regulatory organizations Financial regulation
194	Rule Notice Technical Please distribute internally to: Operations Regulatory Accounting Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-09 10:41:04 Finance Financial regulation Investment Industry Regulatory Organization of Canada Securities Due diligence Financial economics Franchising Law Contract law Business
195	MEMORANDUM DATE: September 3, 2014 TO: Add to Reading List Source URL: www.osfi-bsif.gc.ca Language: English - Date: 2014-09-04 05:22:26 Financial system Investment Industry Regulatory Organization of Canada Rudin Finance Canada Financial regulation Banking in Canada Office of the Superintendent of Financial Institutions
196	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-12-08 13:06:50 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation
197	Investment Industry Regulatory Organization of Canada Management Discussion and Analysis IIROC 2013–2014 ANNUAL REPORT Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:04:30 Universal Market Integrity Rules Canada Canadian Investor Protection Fund Investment Industry Regulatory Organization of Canada Mergers and acquisitions Business Finance Economy of Canada
198	Administrative Notice General Contact: Maysar Al-Samadi Vice President, Professional Standards Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-10-08 15:01:04 Investment Industry Regulatory Organization of Canada Securities Business continuity planning Test Human behavior Evaluation Education Standardized tests Financial regulation
199	In 2013–2014, we continued to witness profound changes taking place within the capital markets, not only in Canada but also internationally, and focused our efforts on addressing the challenges they present for the ind Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:03:16 Financial economics Financial markets Financial system Capital market Regulation Finance Financial regulation Investment Industry Regulatory Organization of Canada Securities
200	Table of Contents \| Industry Profiles \| MDA \| Financials ANNUAL REPORT 2013–2014 Protecting investors and fostering fair, efficient and competitive capital markets across Canada. Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-09-08 09:02:45 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation High-frequency trading Ombudsman for Banking Services and Investments Financial economics Finance Business

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